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The Risks and Rewardsof Roth Conversions

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Regulatory Disclosure: Game Plan Advisors, Inc (GAP, Inc.) is an Investment Advisory firm, registered with the Securities and Exchange Commission. Game Plan Advisors, Inc. does not render or offer to render personalized investment advice or financial planning advice through this web site. This website is limited to providing you with general information on our services and philosophy and a way for you to contact our firm. To offer advice, according to the laws of the State of Texas and the Investment Company Act of 1940, advice can only be rendered after several conditions are met: Registration of the Advisor with the appropriate state or federal regulatory entity; delivery of a disclosure statement by Advisor to prospective client; and, execution of an Investment Advisory and/or Financial Planning agreement between the client and the Advisor, indicating the services provided and responsibilities and privileges of each party. Advisor may transact business only in states in which it is registered, or in which it is exempted from registration due to state de minimus provisions. The Investment Advisor must also be registered or exempted or excluded from registration in any state in which it responds to persons in that State to effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation. GPA, Inc. may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Investment Advisory services are offered through GPA, Inc., a registered investment adviser. Insurance services* offered through Wootton Financial Group, Inc.  Game Plan Advisors, Inc. and Wootton Financial Group, Inc. are affiliated through common ownership. Performance Disclosures: Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that the future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended and/or purchased by adviser), or product made reference to directly or indirectly on this Website, or indirectly via link to any unaffiliated third-party Website, will be profitable or equal to corresponding indicated performance levels. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client’s investment portfolio. No client or prospective client should assume that any information presented and/or made available on this Website serves as the receipt of, or a substitute for, personalized individual advice from the adviser or any other investment professional. Website-specific disclaimer for WoottonFinanical.com: This website is for informational purposes only and does not constitute an offer to sell, a solicitation to buy, or a recommendation for any fixed insurance product, annuity, life insurance, security, or as an offer to provide advisory or other services by GPA, Inc. in any jurisdiction in which such offer, solicitation, purchase or sale would be unlawful under the securities laws of such jurisdiction. The information contained on this website should not be construed as financial or investment advice on any subject matter. Game Plan Advisors, Inc. expressly disclaims all liability in respect to actions taken based on any or all of the information on this website. 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The content to which the user links will not have been developed, checked for accuracy, or otherwise reviewed by GPA, Inc, or Wootton Financial Group, Inc.  Game Plan Advisors, Inc. is not responsible for damages or losses caused by any delays, defects or omissions that may exist in the services, information or other content provided in such site, whether actual, alleged, consequential or punitive. Game Plan Advisors, Inc. and Wootton Financial Group, Inc. make no guarantees or representations as to, and shall have no liability for, any electronic content delivered by any third party, including, without limitation, the accuracy, subject matter, quality or timeliness of any electronic content.

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